SEC suspends an investment consultant for trading on behalf of client
Bangkok, October 8, 2014 – The SEC suspended Atthapol Klabklan, a capital market investment consultant of Krungsri Securities PLC., for trading securities on behalf of client. Following a report from...
View ArticleITRS Geneos Adds Advanced Monitoring Capabilities for Bloomberg's Real-Time...
October 9th 2014, London -- ITRS Group Ltd, the leading global provider of performance monitoring and management technology, has announced today the launch of an interface that provides advanced...
View ArticleSEC announces Thai listed companiesâ progress on anti-corruption
Bangkok, October 15, 2014 – The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies’ anti-corruption (anti-corruption progress indicator). The...
View ArticleNeonet expands liquidity access with Aquis Exchange
Providing increased choice for clientsread more...
View ArticleFidessa takes Best Execution Management System crown in Financial News Awards
London, 17th October 2014 – Fidessa group plc (LSE: FDSA) has been judged Best Execution Management System at the Financial News Awards for Excellence in Trading & Technology. Presented at a gala...
View ArticleVelocimetrics hires Karen McDowell as CFO to support expanding business...
20th October 2014 – Velocimetrics, the provider of real-time business performance monitoring and analysis solutions to the global financial community, has appointed Karen McDowell as the company’s new...
View ArticleInfinigon Group Releases Social Media Analytics ECHOâ¢API for...
- Financial Markets technology group sets new standards in Social Media Analytics- Market data and trading signal integration achieved with new API NEW YORK, NY – Monday 20 October 2014 –...
View ArticleNeonet Partners with Commcise for Commission Management Solution
Stockholm, 23 October 2014 – Neonet Securities, the independent agency broker and execution specialist, today announced that it has partnered with Commcise, the independent buy-side investment...
View ArticleTraiana launches Harmony CCP Connect for Equities and completes first trade
Credit Suisse, J.P. Morgan and Instinet to use Traiana to clear OTC equity trades at LCH.Clearnet and EuroCCP New York/London, 22 October 2014 – Traiana, the leading provider of post-trade and risk...
View ArticleTraiana launches Harmony CCP Connect for Equities and completes first trade
Credit Suisse, J.P. Morgan and Instinet to use Traiana to clear OTC equity trades at LCH.Clearnet and EuroCCP New York/London, 22 October 2014 – Traiana, the leading provider of post-trade and risk...
View ArticleSEC unveils NIDAâs findings on the role of capital market in driving...
---------------------Note: The research paper was presented under the Memorandum of Understanding between the SEC and Chulalongkorn University, Thammasat University, Kasetsart University and National...
View ArticleSEC suspends two investment consultants for trading on behalf of clients and...
Bangkok, October 24, 2014 – The SEC suspended two capital market investment consultants namely Thitiphan Chaijirawat, a consultant of Bualuang Securities PLC., for trading securities on behalf of...
View ArticleSEC to allow REIT bond offerings
Bangkok, October 27, 2014 – The SEC will allow real estate investment trusts (REIT) to issue and offer for sale of plain debt instruments (REIT bonds) within this year. Vorapol Socatiyanurak, SEC...
View ArticleNew eXtremeDB Financial Edition Version 6.0 Ramps Up Database Systemâs...
Access to Vector-Based Functions via SQL and Python Boosts Programming Speed and Productivity; Distributed Query Processing and RLE Compression Tackle Big Data in Capital Markets Analyticsread more...
View ArticleSettlement Committee imposes fines on UKEM share price manipulators
Bangkok, October 28, 2014 – The SEC revealed that the Settlement Committee imposed a total fine of 19,948,269.33 baht for manipulating share price of Union Petrochemical Plc. (UKEM). The fine was...
View ArticleSettlement Committee imposes fine on SSI share price manipulator
Bangkok, October 28, 2014 – The SEC revealed that the Settlement Committee imposed a fine of 768,925 baht on Arnonchai Veerapravati for manipulating share price of Sahaviriya Steel Industries Plc....
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