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The SEC supports Thaipat Institute to develop CSR and Anti-corruption...

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Fixnetix iX-eCute(R) gets US Patent approved

London, 23 April 2014: Fixnetix the global provider of front office managed trading solutions in Capital Markets, announced today the United States Patent and Trademark Office granted Fixnetix the...

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SEC revokes approval of an investment consultant for trading derivatives...

Bangkok, May 7, 2014 – The SEC revoked an approval of Vorasan Jaruphan, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client’s account for...

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Public hearing on revision of capital requirements

Bangkok, May 9, 2014 – The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers...

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SEC supports roles of Thailand Post and modern trade as paying agents for...

Bangkok, May 9, 2014 – The SEC supports Thailand Post, Counter Service at 7-11 and other leading retail shops, and Tesco Lotus to be paying agents for investment in mutual funds by this June. With...

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SEC discloses inappropriate behavior and suspends a securities investment...

Bangkok, May 12, 2014 – The SEC disclosed an inappropriate behavior to the general public and suspend approval of Pairoj Thongsuk, a former securities investment consultant of UOB Kay Hian Securities...

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SEC files criminal complaint against 6 RICH share price manipulators

Bangkok, May 12, 2014 – The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against Angkakarn Tantiviroon, an executive of Rich Asia Steel Plc. (RICH), Porntep...

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SEC holds seminar on âTarget Date Fund; new investment alternative for...

Bangkok, May 14, 2014 – SEC Secretary-General Vorapol Socatiyanurak revealed that “the SEC in cooperation with Association of Provident Fund will organize seminar on “Target Date Fund; new investment...

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SEC files criminal complaint against unlicensed derivatives businesses

Bangkok, May 14, 2014 – The SEC today filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against N.A.T. (Thailand) Co., Ltd. (N.A.T.) and Teerayut Hemput...

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SEC and ASEAN audit regulators join forces to raise the bar in audit quality

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Metamako announces its eagerly-anticipated 48-port switch

19 May 2014, Chicago & Sydney: Australian-based Metamako, supplier of ultra-low latency devices to exchanges and the trading community, has now released MetaConnect 48, the 48-port version of its...

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Settlement Committee imposes fines on MLINK insider trading

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Redline Trading Solutions Certifies Azulâs Zing for Jitter-Free...

LONDON, UK, and SUNNYVALE, Calif. – May 20, 2014 – Azul Systems®, Inc. (Azul), the award-winning leader in Java™ runtime scalability, today announced that the Zing runtime for Java is fully certified...

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Volta Data Centres partners with Venus Business Communications to offer...

London, 27 May 2014: Volta, developer and operator of central London’s newest purpose-designed, carrier-neutral data centre, and Venus, London’s leading fibre network provider for the media and...

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Athens stock exchange chooses multi-asset surveillance technology from Cinnober

The Hellenic Exchanges — Athens Stock Exchange Group, has selected Cinnober as technology partner for the implementation of its new surveillance system. The multi-asset solution will strengthen the...

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Spinaris Capital Selects OptionsCity to Trade on CME and Eurex

Chicago, May 19, 2014 – OptionsCity Software, a global provider of electronic trading solutions for professional futures and options traders, today announced that London-based Spinaris Capital will...

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Enyx partners with Options to provide FPGA-based market data distribution...

Options customers will be able to access Enyx’s nxFeed ultra-low latency market data distribution system via the Options Velocity platform Paris/New York – May 27th 2014: Enyx, the leading provider of...

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SEC revises regulations on offshore convertible debenture offerings

Bangkok, May 26, 2014 – The SEC requires an application and information disclosure for offshore offering of convertible debentures (CD) be jointly prepared by CD issuer and SEC-approved financial...

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SEC reveals audit inspection results on eight audit firms

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SEC notifies STHAI to rectify 2012 financial statements and cooperate with...

Bangkok, May 27, 2014 – The SEC notified Shun Thai Rubber Gloves Industry Plc. (STHAI) to rectify its 2012 financial statements due to limitation on scope of audit imposed by the company management....

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